Before we can begin to look into patronage in ancient Rome, it is essential to have an understanding of the origins behind the social hierarchy. According to Roman historian Titus Livy, Romulus himself separated 100 men and made them senators. The descendants of these senators were considered upper class and more specifically known as patricians. Those who were not descendants, also considered the common people of Rome and lower class, were known as plebeians. The distinction between the two groups was dependent mainly on the original ancestry and extremely wealthy land-owning individuals. Within these different classes, a complex and reciprocal relationship known as patronage was founded.
Ancient Rome: Patron-Client Relationships
Patronage consists of a relationship in which a patron, a person of high position and power, uses his influence to assist or take care of another individual, thus making them his ‘client’ and requiring services in return. If a client were unable to repay their ‘debt’, the loss of trust and loyalty would lead to the termination of the relationship.
Some of these services include but are not limited to:
– Unconditional respect and support
– Political support and votes
– Fighting in war for his patron
– Reporting any plots against the patron being conspired by others
– Ransoming family members caught in battle
– Raising money for patron’s daughter’s dowry
Structurally, no matter how powerful or important a patrician, there was always someone above them, such as the emperor. Sometimes, patricians themselves became clients to the emperor, as the emperor would assist in the patrician’s social or political status and the patrician would sign the emperor’s name in their will. The common people of Rome, however, became clients to the patricians instead and supported them regardless of their patron’s interests and opinions. These clients were in need of material goods/security that were then granted by their patrons as long as the client returned the favor, which typically consisted of political votes and support. A patron was free to have as many clients as they were able to, which only added to the patron’s prestige as their number of clients and support increased. However, as listed above, the exchanges would consist of different things and it was expected that the client be fully committed to whatever was asked of him by his patron.
Three Core Characteristics of Patron-Client Relationships
The three core characteristics of patron-client relationships are:
– The inequality in status, wealth, and influence between the two parties
– The element of reciprocity in the exchange of goods and services
– The importance of face-to-face contact between both parties.
Regardless of the nature of the relationship, what the exchanges in services specifically entail, and who the individuals are, these three characteristics are present in every patron-client relationship. Apart from this, a crucial component in these relationships is also a kind of loyalty and honor that resembles that of blood-related family, which is seen in both ancient Rome and the Mafia.
Beginnings: The Mafia In Sicily
German scholar Henner Hess described the mafia as, “neither an organization nor a secret society, but a method” where “the Mafioso not only achieves a personal material or prestige gain but also discharges certain functions within the subcultural system by entering the service of others.”
For many years, the island of Sicily seemed to have been struggling with developing some kind of a proper government and creating trust between the people and formal organizations. It was inconsistently ruled by foreign aliens and had an influx of bandit-type fugitives that highly influenced the nature and customs of the region, as the values that were held by these people leaned more towards lawlessness than anything else. Without the promise of a fair government present to protect the people and their property, towns and villages created groups or clans known as ‘families’ that relied on compromise and revenge to achieve protection and justice. At the time, the main relationships present in Sicily were between peasants, bandits, and the Mafiosos. The peasants were responsible for taking care of farming and property owned by wealthier landowners and the bandits made their income by robbing these peasants. Due to the general distrust of government and authority in Sicily, rather than turning to law enforcement, landowners and peasants turned to the Mafiosos for property protection. From this was born a patron-client relationship, where the Mafia granted property protection to the peasants from the bandits in exchange for a fee of a percentage of crops produced. Moreover, the Mafia would sometimes work both sides, allowing the bandits to complete their operations without punishment. In return, the bandits would give them part of the profit they made. As this went on, the Mafia became more powerful and were able to establish themselves as a viable source of protection and enforcement within Sicily through the success of these reciprocal relationships. However, their power ran into trouble around 1925 when Italian dictator Benito Mussolini made it a goal to destroy the Mafia, as it posed a threat to his own power and reputation. As he started cracking down on Mafiosos, Italian immigrants began to flock to the United States in search for opportunity and fleeing vendettas.
Beginnings: The Mafia in America
In January 1920, the Eighteenth Amendment to the Constitution was passed, thus banning the export of liquors and the home brewing of beverages with over half a percent of alcohol. The passing of this act in combination with the Italian immigrants coming in from Mussolini’s rule essentially gave birth to the American Mafia. Many of these immigrants were former Sicilian mafiosos or criminals that situated themselves in specific parts of New York City, one of which became known as Little Italy, where they began their new lives of crime. The high demand for alcohol at the time gave opportunity for criminals to smuggle in alcohol from other countries or opening their own secret breweries. In turn, the profits from these illegal activities greatly contributed to the wealth and success of the American Mafia in New York City, expanding the number of active families. As the number of members and wealth grew, the American Mafia engaged under the same concept of patron-client relationships in Rome and almost identical to the patron-client relationships seen in Sicily.
Patronage and the American Mafia
Roman philosopher Seneca stated, “if you wish to make a return for a favor, you must be willing to go into exile, or to put forth your blood, or to undergo poverty, or even to let your very innocence be stained and exposed to shameful slanders.” This level of dedication and loyalty are seen in both ancient Roman times between a patron and his client and hundreds of years later in the American Mafia.
Members doing the dirty work, known as soldiers (who will be discussed later in this post), were completing operations ordered from the boss in exchange for a cut of the profit and the protection/pride that comes from being a made member of the family. This relationship between soldier and boss checked off the three core characteristics mentioned earlier (inequality in status, face-to-face contact, and exchange of goods/services); the boss is of a much higher ranking than the soldier, all ideas or orders for operations are spoken of in person, and the boss provides his members with protection and profit in exchange for the completed operation. The more money being earned and the more successful operations, the more powerful and feared a family became, much like the power and prestige from having multiple clients in ancient Rome.
Outside of the members, the patron-client relationships with the Mafia were even more highlighted. For instance, of their many money-making sources, the American Mafia became very prosperous through their involvement with the workforce. By the 1970s, they controlled all of the labor unions in New York City. An example of this is their relationship with construction companies; all concrete companies would get work allocated by the mobsters and then the family in charge of the company would receive a cut of the profit made from the job. Another example is with regular businesses. Mobsters often engaged in protection racketeering, where they would offer protection to business owners from other mobsters in return for money. If the business owner did not agree to it, the mobsters themselves would retaliate, causing the business owner to need protection regardless of whether they agreed or not, and in turn, would become a client of the family for that protection.
In contrast, failure to follow through with your ‘debt’ in ancient Rome typically resulted in loss of trust and termination of the relationship. You may have been seen as an ingrate for doing so but the consequences were not as violent as in the Mafia. Failure to follow through with your debt or loyalty to the mobster family usually resulted in death. Patronage then and in the Mafia also differ in the kind of activity that is happening in the exchanges. From what I understand, patronage in ancient Rome was less coercive than in the Mafia. Mobsters are consistently involved in patron-client relationships but many of them have an underlying nature of force or extortion. The element of fear is greatly present in mobster relationships and I wonder if the line gets blurred between reciprocity and coercion. In both, there exists exchange but the fear behind coercion leaves a relationship that is so unbalanced, it can function with fear alone, which is something that is not necessarily seen the same way in patron-client relationships in Rome.
Despite the potential differences, there is no doubt that patronage contributes greatly to the success of the Mafia, whether it be through fear alone or not. However, patronage is not the only contributing factor to their power. The structure and order within the Mafia played a significant role as well, also becoming two aspects of the mob that can also be traced to ancient Rome in some ways. To understand this, we have to look back at the internal conflict that helped reorganize things: The Castellammarese War; the power struggle between two crime bosses in the early 1930s between Salvatore Maranzano and Joseph Masseria.
Maranzano was one of the many immigrants driven out by Mussolini’s power and quickly involved himself in the bootlegging business as soon as he arrived to New York. He soon earned the nickname of “Little Caesar” due to his obsession with Julius Caesar, the Roman Empire, and a library at his home with books and statues dedicated to his idol.
Around the same time, Joseph Masseria, another successful mobster, was trying to move up the ladder of power and success, getting himself to a place of superiority above other mobsters. Maranzano refused to submit to Masseria’s supremacy, however, and took a chance when Masseria’s top lieutenant, Lucky Luciano, came to Maranzano with his plan to betray and kill Masseria. In a Brutus-esque manner, Luciano expressed his concerns for the reputation and function of the gang under Masseria’s control and, in April of 1931, orchestrated the murder of his own boss with the help of other men.
After the death of Massiera, although Lucky Luciano was granted some power for himself, Salvatore Maranzano labeled himself as the highest-ranked superior in New York and the “capo di tutti capi”, which translates to: the boss of all bosses. Inspired by his idol Julius Caesar, he planned to have the family structure based off of the military chain of command of a Roman legion. As the top boss, he would hold a power that was unquestionable. Lucky Luciano, once again concerned with the negative effects of power-hungry bosses and a desire to ensure efficient operations, orchestrated yet another murder and ended the power of Little Caesar only 5 months after his hit on Joseph Masseria.
Mafia Life After Luciano: Structure and Order
At the time of Maranzano’s death, there were four other mafia families present in the state of New York. After he was killed, Lucky Luciano hoped to create a layout of some sort in which the families could avoid as much conflict as possible with one another. In hopes to accomplish this, he arranged a private meeting with all five families of New York along with other mafia families from around the country, where they agreed to keep Maranzano’s structure inspired by ancient Roman legions.
Structure: Mafia and Roman Legions
Roman legions were a part of the general Roman army and were the principal force of the Roman Empire. The units went as follows:
– a contubernia (8 men)
– a century (10 contubernium together – 80 men)
– a cohort ( 6 centuries together – 480 men)
– the legion (10 cohorts)
Each legion had an officer who was third in command, named praefectus castrorum (camp prefect), in charge of the daily maintenance and running of the legion. He also looked after food supply, nutrition, equipment supply, etc. Above the camp prefect, stood six military tribunes, of which one was the senior tribune, second in command, and referred to as tribunus laticlavius (senior tribune). Finally, above the senior tribune, was the legatus legionis, the legionary commander in charge of the legion as a whole. Eventually, the senior tribune would look forward to taking his place. The legionary commander was part of the Roman senate off the battlefield.
As for a solider, he was to be of full Roman citizenship and required to take an oath to serve the Emperor and army until death, acknowledging the harsh punishment involved if he were to participate in any kind of disobedience. New soldiers were also required to do dirty work until they were able to secure a better position.
Seeing as the structure of the Mafia was inspired by Roman legions, many similarities can be seen between the two. In the families, each had a group of men known as soldiers, or made men, who were considered the lowest members of the family. Like the Romans, soldiers in the Mafia were required to take an oath for life and were typically responsible for the dirty work that keeps the family powerful. Loyalty was a must in both the Mafia and the legion. Membership exclusivity was also seen in both the legion and the mobsters, as the legion required full Roman citizenship and the mobsters required full Italian descent.
Above the soldiers, stand the caporegime, or more commonly known as capo, who is in charge of leading his crew of soldiers. Much like the praefectus castrorum in the Roman legion, the capo was responsible for looking after the operations and daily activities of his soldiers. Above the capo is the underboss who takes instructions from the boss and makes sure that everything is carried out effectively. The underboss, too, can look forward to taking the position of the boss as he is next in line in the hierarchy incase anything happens to the boss. Finally, the boss is the legatus legionis of the Mafia family, in charge of the family as a whole. Also known as the Don, the boss is a highly respected, undisputed, and even feared leader of the family that oversees every single operation.
Order: The Commission and The Senate
Luciano was also responsible for founding the Commission which shared some similarities with the Roman Senate. Just as Rome transitioned from monarchy to republic, ridding itself of the idea of just one king, Lucky Luciano wanted the same for the Mafia families. No more boss of all bosses, just consensus among the families.
After the fall of the monarchy, the Roman Senate functioned as a governing and advisory council that was responsible for appointing officials, presenting proposals, controlling finances, and handling debates. Members of the Senate were appointed by someone of higher status, the consul, and were expected to serve as senators for life.
Lucky Luciano’s Commission served a similar purpose in some aspects. The Commission became a governing body where new members were voted in, policies and regulations were established, and disputes between families could be settled. It consisted of the five New York mafia bosses, the Chicago boss, and the Buffalo boss. Similar to the appointing of new senators in the Roman Senate, new members into the Mafia were chosen by the bosses. Just as the Roman legion’s legatus legionis held a position in the Roman Senate, the Mafia boss held a position in the Commission. When the bosses could all agree on one individual for induction, that chosen person could become a soldier. The bosses served a similar purpose as the consuls in the induction of new members. Seeing as the only way out of the Mafia was death, members of the Commission were members for life, much like the members of the Senate were as well. Additionally, just as proposals took place in the Roman Senate, proposals of a different kind took place in the Commission. For instance, if a member wanted to kill a law enforcement officer, which was against the Mafia rules, they had to run it by the Commission first and get the notion accepted.
Despite some similarities, the Commission and the Senate have a fair share of differences as well. In the Senate, consuls were selected by the people of Rome, whereas the mob bosses were selected by other very important members of the Commission rather than regular (or more common) members of the families. The Senate was mainly responsible for advising the magistrates while the Commission was not really looking to advise anyone. Because the men in the Commission were already considered of the highest ranking, there was no idea or conflict that needed to be run by anyone above them. Moreover, considering the fact that the Mafia was composed of a number of highly dangerous criminals, any conversation ever had about or within the families was of top secrecy. The meetings held by the Commission were extremely confidential and held in secret, while the Senate meetings were open to the public.
To most, ancient Rome may feel different than our lives today in about a million ways. The traditions, the violence, and the influences of power seem so ruthless compared to what we have grown accustomed to here; so far removed, yet so much a part of us without many of us ever realizing. Over the years, the life of the Mafia became sensationalized in American society with successful movies such as The Godfather, Goodfellas, Casino, The Untouchables, etc. Mobsters became glamorized in pop culture and although the Italian-American identity has been recognized, the influence of ancient Rome has not. Perhaps it is too distant in history or simply too complex a detail to make use of in the big screens, but its roots dig deeper into history than we could have ever imagined. Although beginnings seem to have started in Sicily, true origins and concrete influences came from ancient Rome, a society whose structure, order, and brutality from hundreds of years ago managed to slither its way into one of the most successful criminal societies in the history of the United States of America.
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